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Research / Armament and disarmament / Dual–use and arms trade control

Related publications: Dual–use and arms trade control

Brockmann, K., Bromley, M and Héau, L.: 'The Missile Technology Control Regime at a Crossroads: Adapting the Regime for Current and Future Challenges', https://doi.org/10.55163/YCVA4831 (SIPRI: Stockholm, December 2022)

Brockmann, K., Bromley, M and Héau, L.: 'Adapting the Missile Technology Control Regime for Current and Future Challenges', https://doi.org/10.55163/QDBN4348 (SIPRI: Stockholm, December 2022)

Varisco, A. E., Wezeman, P. and Kuimova, A. : 'Illicit Small Arms and Light Weapons in Sub-Saharan Africa: Using UN Reports on Arms Embargoes to Identify Sources, Challenges and Policy Measures', https://doi.org/10.55163/SZJA6535 (SIPRI: Stockholm, December 2022)

Brockmann, K. and Raju, N.: 'NewSpace and the Commercialization of the Space Industry: Challenges for the Missile Technology Control Regime', https://doi.org/10.55163/YRPY6524 (SIPRI: Stockholm, October 2022)

Bromley, M., Héau, L. and Maletta, G.: 'Post-shipment On-site Inspections: Multilateral Steps for Debating and Enabling Their Adoption and Use', https://doi.org/10.55163/OWBX3499 (SIPRI: Stockholm, October 2022)

Maletta, G. and Lewis, M.: 'Post-shipment On-site Inspections and Stockpile Management Assistance: Bridging Gaps', https://www.doi.org/10.55163/ULFP1679 (SIPRI: Stockholm, August 2022)

Varisco, A. E. and Bromley, M.: 'Good Practice Guide on Post-shipment On-site Inspections of Military Materiel', https://www.doi.org/10.55163/RIAI5755 (SIPRI: Stockholm, August 2022)

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Maletta, G. and Héau, L.: 'Funding Arms Transfers through the European Peace Facility: Preventing Risks of Diversion and Misuse', https://doi.org/10.55163/OELZ9733 (SIPRI: Stockholm, June 2022)

Cover HGVs and HCM Challenges for the MTCR

Brockmann, K. and Stefanovich, D.: 'Hypersonic Boost-glide Systems and Hypersonic Cruise Missiles: Challenges for the Missile Technology Control Regime', https://doi.org/10.55163/BDYX5243 (SIPRI: Stockholm, April 2022)

Bromley, M., Brockmann, K., Varisco , A., E.: Post-shipment On-site Inspections of Military Materiel: Challenges and Responses , (SIPRI: Stockholm, December 2021)

Cover Taking Stock of the Arms Trade Treaty: Achievements, Challenges and Ways Forward

Varisco, A. E., Maletta, G. and Robin, L.: Taking Stock of the Arms Trade Treaty: Achievements, Challenges and Ways Forward , (SIPRI: Stockholm, December 2021)

Cover Taking Stock of the Arms Trade Treaty: A Summary of Policy Options

Varisco, A. E., Maletta, G. and Robin, L.: Taking Stock of the Arms Trade Treaty: A Summary of Policy Options , (SIPRI: Stockholm, December 2021)

Brockmann, K.: Additive Manufacturing for Missiles and Other Uncrewed Delivery Systems: Challenges for the Missile Technology Control Regime , (SIPRI: Stockholm, October 2021)

Bromley, M., Brockmann, K.: Implementing the 2021 Recast of the EU Dual-use Regulation: Challenges and Opportunities , (EUNPDC: Stockholm, September 2021)

Preble, K., A., Brockmann, K.: Mitigating Humanitarian Impact in a Complex Sanctions Environment: The European Union and the Sanctions Regimes against Iran , (SIPRI: Stockholm, September 2021)

Holtom, P.: Taking Stock of the Arms Trade Treaty: Scope , (SIPRI: Stockholm, August 2021)

Beijer, P.: Taking Stock of the Arms Trade Treaty: Application of the Risk-assessment Criteria , (SIPRI: Stockholm, August 2021)

Dondisch, R.: Taking Stock of the Arms Trade Treaty: Processes and Forums , (SIPRI: Stockholm, August 2021)

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Stohl, R.: Taking Stock of the Arms Trade Treaty: Universalization , (SIPRI: Stockholm, August 2021)

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Maletta, G. and Bauer, S.: Taking Stock of the Arms Trade Treaty: International Assistance to Support Implementation , (: , August 2021)

Maletta, G., Robin, L.: Supporting Small Arms and Light Weapons Controls through Development Assistance: The Case of sub-Saharan Africa , (SIPRI: Stockholm, February 2021)

Varisco, A. E., Brockmann, K. and Robin, L.: Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel , (SIPRI: Stockholm, December 2020)

Benjamin Jongleux, Nicolas Florquin, : Monitoring the Response to Converted Firearms in Europe , (SIPRI: Stockholm, October 2020)

Elizabeth I-Mi Suh, : Mapping Non-proliferation and Disarmament Education in Europe , (SIPRI: Stockholm, September 2020)

European Non-proliferation Diplomacy in the Shadow of Secondary Sanctions cover

Erästö, T.: European Non-proliferation Diplomacy in the Shadow of Secondary Sanctions , (SIPRI: Stockholm, August 2020)

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Bromley, M., Alvarado, J., F.: Reporting on Conventional Arms Transfers and Transfer Controls: Improving Coordination and Increasing Engagement , (SIPRI: Stockholm, August 2020)

Dr Antoine Bondaz, : From Critical Engagement to Credible Commitments: A Renewed EU Strategy for the North Korean Proliferation Crisis , (SIPRI: Stockholm, February 2020)

Brockmann, K.: Challenges to Multilateral Export Controls: The Case for Inter-regime Dialogue and Coordination , (SIPRI: Stockholm, December 2019)

Detecting, investigating and prosecuting export control violations: European perspectives on key challenges and good practices

Bauer, S. and Bromley, M.: Detecting, Investigating and Prosecuting Export Control Violations: European Perspectives on Key Challenges and Good Practices , (SIPRI: Stockholm, December 2019)

Bromley, M., Caparini, M.: Measuring Illicit Arms and Financial Flows: Improving the Assessment of Sustainable Development Goal 16 , (SIPRI: Stockholm, July 2019)

Wezeman, S., T.: Reporting to the United Nations Register of Conventional Arms for 2017 , (SIPRI: , June 2019)

Cover Bio Plus X: Arms Control and the Convergence of Biology and Emerging Technologies

Brockmann, K., Bauer, S. and Boulanin, V,: Bio Plus X: Arms Control and the Convergence of Biology and Emerging Technologies , (SIPRI: Stockholm, March 2019)

Bromley, M., Brockmann, K. and Maletta, G.: Arms Transfer and SALW Controls in the Middle East and North Africa: Mapping Capacity-building Efforts , (SIPRI: , November 2018)

Cover The challenge of emerging technologies to non-proliferation efforts: Controlling additive manufacturing and intangible transfers of technology

Brockmann, K. and Kelley, R. : The Challenge of Emerging Technologies to Non-proliferation Efforts: Controlling Additive Manufacturing and Intangible Transfers of Technology , (SIPRI: Stockholm, April 2018)

Cover The challenge of software and technology transfers to non-proliferation efforts: Implementing and complying with export controls

Bromley, M. and Maletta, G.: The Challenge of Software and Technology Transfers to Non-proliferation Efforts: Implementing and Complying with Export Controls , (SIPRI: Stockholm, April 2018)

Bromley, M.: Export Controls, Human Security and Cyber-surveillance Technology: Examining the Proposed Changes to the EU Dual-use Regulation , (SIPRI: , December 2017)

Brockmann, K., Bauer, S.: 3D Printing and Missile Technology Controls , (SIPRI: , November 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 1

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: 'Internal compliance and export control guidance documents for actors from academia and research', SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 1 (SIPRI: , July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 2

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: 'Internal compliance and export control guidance documents for the information and communications technology sector', SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 2 (SIPRI: , July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 3

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: 'Internal compliance and export control guidance documents for the nuclear sector', SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 3 (SIPRI: , July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 4

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: 'Internal compliance and export control guidance documents for transport or distribution service providers', SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 4 (SIPRI: , July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 5

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: 'Internal compliance and export control guidance documents for the defence and aerospace sector', SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 5 (SIPRI: , July 2017)

Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis , (SIPRI: , July 2017)

Kelley, R.: 'Is Three-dimensional (3D) Printing a Nuclear Proliferation Tool?', EU Non-proliferation Paper no. 54 (SIPRI: , February 2017)

Bromley, M. and Malaret, A.: ATT-related Activities in Latin America and the Caribbean: Identifying Gaps and Improving Coordination , (SIPRI: , February 2017)

Bauer, S. and Bromley, M.: 'The Dual-use Export Control Policy Review: Balancing Security, Trade and Academic Freedom in a Changing World', EU Non-proliferation Paper No. 48 (SIPRI: Stockholm, March 2016)

Arabia, C. and Bromley, M.: ATT-related Outreach Assistance in Sub-Saharan Africa: Identifying Gaps and Improving Coordination , (SIPRI: , February 2016)

Anthony, I.: The Role of Parliamentarians in Building Security in and for Europe , (SIPRI: , December 2015)

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Data and Information Collection for EU Dual-use Export Control Policy Review , (ECORYS and SIPRI: , November 2015)

Bauer, S. and Bromley, M.: Implementing the Arms Trade Treaty: Building on Available Guidelines and Assistance Activities , (SIPRI: , May 2015)

Bräuner, O., Bromley, M. and Duchâtel, M.: Western Arms Exports to China , (SIPRI: , January 2015)

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Bromley, M.: Canada's Controls on Arms Exports to China , (SIPRI: , January 2015)

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Bromley, M.: Norway's Controls on Arms Exports to China , (SIPRI: , January 2015)

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Bromley, M., Beijer, P. and Bauer, S.: The Arms Trade Treaty: Challenges for the First Conference of States Parties , (SIPRI: , September 2014)

Bromley, M. and Holtom, P.: 'Arms Trade Treaty Assistance: Identifying a Role for the European Union', EU Non-proliferation Consortium Discussion Paper (SIPRI: Stockholm, February 2014)

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Lee, J.: South Korea's Export Control System , (SIPRI: , November 2013)

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Bromley, M., Duchâtel, M. and Holtom, P.: China's Exports of Small Arms and Light Weapons , (SIPRI: , October 2013)

Paperback, 978-91-85114-80-1 ; 978-91-85114-83-2

Bromley, M. and Wezeman, S.: 'Current trends in the international arms trade and implications for Sweden', Report for Swedish Government (Statens Offentiga Utredningar) (: , October 2013)

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Bauer, S.: 'WMD-related Dual-use Trade Control Offences in the European Union: Penalties and Prosecutions', Non-proliferation Paper No. 30 (SIPRI: Stockholm, July 2013)

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Dunne, A.: The Proliferation Security Initiative: Legal Considerations and Operational Realities , (SIPRI: , May 2013)

Paperback, 978-91-85114-75-7, 49, JV877Z73U8GHL

Bauer, S.: Arms Trade Control Capacity Building: Lessons from Dual-use Trade Controls , (SIPRI: , March 2013)

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Bromley, M., Dermody, L., Griffiths, H. et al: Transfers of Small Arms and Light Weapons to Fragile States: Strengthening Oversight and Control , (SIPRI: , January 2013)

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Holtom, P. and Bromley, M.: Implementing an Arms Trade Treaty: Mapping Assistance to Strengthen Arms Transfer Controls , (SIPRI: , July 2012)

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Bromley, M. and Solmirano, C.: Transparency in Military Spending and Arms Acquisitions in Latin America and the Caribbean , (SIPRI: , January 2012)

Paperback, 978-91-85114-70-2, 38NFG6N4WGSDN

Griffiths, H., Jenks, M.: Maritime Transport and Destabilizing Commodity Flows , (SIPRI: , January 2012)

Paperback, 978-91-85114-71-4, 52

Bromley, M.: 'The Review of the EU Common Position on Arms Exports: Prospects for Strengthened Controls', Non-proliferation Paper No. 7 (SIPRI: Stockholm, January 2012)

PDF, 17pp.

Wezeman, P., D., Wezeman, S., T., Béraud-Sudreau, L.: Arms Flows to Sub-Saharan Africa , (SIPRI: , December 2011)

Paperback, 978-91-85114-69-6, 7ZW3TED2G5LHC

Holtom, P., Bromley, M. and Béraud-Sudreau, L.: 'Internal Compliance Programmes', SEESAC (: , October 2011)

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Bromley, M.: The EU common position on arms exports and national export control policies , (Flemish Peace Institute: , September 2011)

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Bromley, M.: The Development of National and Regional Reports on Arms Exports in the EU and South Eastern Europe , (SEESAC: , September 2011)

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Holtom, P. and Bromley, M.: Transit and Trans-shipment Controls in an Arms Trade Treaty , (SIPRI: , July 2011)

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Holtom, P. and Bromley, M.: Import Controls and an Arms Trade Treaty , (SIPRI: , July 2011)

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Wezeman, P., D.: 'Conventional strategic military capabilities in the Middle East', EU Non-Proliferation Consortium (: , July 2011)

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Holtom, P. and Bromley, M.: Implementing an Arms Trade Treaty: Lessons on Reporting and Monitoring from Existing Mechanisms , (SIPRI: , July 2011)

Paperback, 978-91-85114-65-8, 42, 7SM6KT35KMNA6

Holtom, P., Béraud-Sudreau, L., Weber, H.: Reporting to the United Nations Register of Conventional Arms , (SIPRI: , May 2011)

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Jeuck, L.: Arms Transfers to Zimbabwe: Implications for an Arms Trade Treaty , (SIPRI: , March 2011)

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Bromley, M. and Weber, H.: National Reports on Arms Exports , (SIPRI: , March 2011)

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Holtom, P., Wezeman, P., D.: 'Arms exports to Sudan', Written evidence submitted for The House of Lords’ EU Sub-Committee on Foreign Affairs, Defence and Development Policy inquiry into the European Union’s Conflict Prevention Role in Sudan (: , March 2011)

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Bromley, M. and Holtom, P.: Arms Transfers to the Democratic Republic of the Congo: Assessing the System of Arms Transfer Notifications, 2008–10 , (SIPRI: , October 2010)

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Wezeman, P., D.: Arms Flows and the Conflict in Somalia , (SIPRI: , October 2010)

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Holtom, P. and Bromley, M.: The Limitations of European Union Reports on Arms Exports: The Case of Central Asia , (SIPRI: , September 2010)

Gill, D., B.: China and Nuclear Arms Control: Current Positions and Future Policies , (SIPRI: , April 2010)

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Bromley, M. and Griffiths, H.: End-user Certificates: Improving Standards to Prevent Diversion , (SIPRI: , March 2010)

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Holtom, P.: Arms Transfers to Europe and Central Asia , (SIPRI: , February 2010)

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Wezeman, P., D.: Arms Transfers to East and Southern Africa , (SIPRI: , December 2009)

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Wezeman, S., T.: Arms Transfers to Asia and Oceania , (SIPRI: , October 2009)

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Wezeman, P., D.: Arms Flows to the Conflict in Chad , (SIPRI: , August 2009)

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Perlo-Freeman, S.: Arms Transfers to the Middle East , (SIPRI: , July 2009)

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Bromley, M.: Arms Transfers to the Americas , (SIPRI: , June 2009)

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Bromley, M., Lewis, M., Greene, O. et al: 'The Control of Air Transportation of Small Arms and Light Weapons and Munitions: A Comparative Study of National Systems Utilised in the European Union', Study no EPMES 2008/012 (: , May 2009)

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Wetter, A.: Enforcing European Union Law on Exports of Dual-use Goods , (Oxford University Press: , April 2009)

Hardback, 978-0-19-954896-5

Wezeman, P., D.: Arms Transfers to Central, North and West Africa , (SIPRI: , April 2009)

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Holtom, P.: Reporting Transfers of Small Arms and Light Weapons to the United Nations Register of Conventional Arms, 2007 , (SIPRI: , February 2009)

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Lachowski, Z.: The CFE Treaty one year after its unilateral suspension: a forlorn treaty? , (SIPRI: , January 2009)

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Holtom, P.: Ukrainian Exports of Small Arms and Light Weapons, 2004–2007 , (SIPRI: , October 2008)

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Holtom, P.: Transparency in Transfers of Small Arms and Light Weapons: Reports to the United Nations Register of Conventional Arms, 2003–2006 , (SIPRI: , July 2008)

Paperback, 978-91-85114-58-0, 58

Bromley, M.: The Impact on Domestic Policy of the EU Code of Conduct on Arms Exports: The Czech Republic, the Netherlands and Spain , (SIPRI: , May 2008)

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Fruchart, D., Holtom, P., Wezeman, S., T., Strandow, D., Wallensteen, P.: United Nations Arms Embargoes: Their Impact on Arms Flows and Target Behaviour , (SIPRI and Uppsala University: , November 2007)

Paperback, 978-91-85114-56-6, 57, 8205951

SPITS and SIPRI - United Nations arms embargoes: Their impact on arms flows and target behaviour

Attached report file(s)

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SPITS and SIPRI - United Nations arms embargoes: Their impact on arms flows and target behaviour	564.33 KB

Holtom, P., Wezeman, S., T.: Appendix 10C. Towards an arms trade treaty? (: Oxford, 2007)

Anthony, I., Fedchenko, V., Ahlström, C.: Reforming Nuclear Export Controls: The Future of the Nuclear Suppliers Group , (Oxford University Press: , 2007)

Hardback, 978-0-19-929085-7

Paperback, 978-0-19-929086-4

Bromley, M. and Bauer, S. : The European Union Code of Conduct on Arms Exports: Improving the Annual Report , (SIPRI: , 2004)

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Wezeman, S., T.: The Future of the United Nations Register of Conventional Arms , (SIPRI: , 2003)

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Davis, I.: The Regulation of Arms and Dual-use Exports: Germany, Sweden and the UK , (Oxford University Press: , 2002)

Hardback, 0-19-925219-X, pp. 344, ORDER NOW

Anthony, I., Rotfeld, A., D.: A Future Arms Control Agenda: Proceedings of Nobel Symposium 118, 1999 , (Oxford University Press: , 2001)

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Walker, J.: Security and Arms Control in Post-confrontation Europe , (Oxford University Press: , 1994)

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Koulik, S., Kokoski, R.: Conventional Arms Control: Perspectives on Verification , (Oxford University Press: , 1994)

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Grenbäck, E.: Arms Trade Registers: The Arms Trade with the Third World , (Almqvist & Wiksell: , 1975)

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